NewDay Compliance provides regulatory and compliance management and support services for UK mortgage and consumer credit businesses.
How we can help
We help you get prompt FCA authorisation by streamlining and managing the FCA licensing application process, from offering advice, through to supplying information, preparing documentation and submitting the completed application.
We advise you on whether your business needs FCA authorisation and what regulatory permissions it requires. We then determine a proportionate course of action which balances your regulatory obligations with your specific business goals.
We assess your business to determine your present level of regulatory compliance and identify any risks or weaknesses in your processes and systems.
We set up systems and processes to ensure your business’s continuing compliance with FCA regulations.
We provide on-going compliance support and management for businesses and projects including monitoring systems, setting up reporting processes, resolving compliance and regulatory issues, assisting during external audits, providing additional support to existing compliance teams, and training staff. We also carry out ad hoc regulatory transactions work such as variation of permission applications, change in control notifications and new person approval applications.
How we work with you
A personalised service
Contact us by email, phone or meet us for a coffee to discuss your specific business needs. We’ll then put together a tailored proposal setting out the costs, services and timescale of your compliance project.
A hands-on approach
Once we get the go-ahead, we’ll draw up a detailed work plan including critical touch points when we will visit you on-site to assess the information flow and check that the project is running smoothly and on time. Once completed, we’ll meet you for a post-project review and agree any future touch points as necessary. Feel free to contact us at any stage during or after the process to clarify matters or address specific issues as they arise. We’re always happy to help.
A part of your team
As a small, experienced consultancy we know that business is about people and relationships, not templates and automated processes. That’s why, unlike some larger compliance firms, we work closely and personally with you to gain a full understanding of your business needs and to build an on-going relationship working as an extension of your team.